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NEW QUESTION: 1
Individual states are prohibited from requiring a broker-dealer or investment adviser to file financial
reports more frequently than:
A. twice a year.
B. twelve times a year.
C. once a year.
D. four times a year.
Answer: D
Explanation:
Individual states are prohibited from requiring a broker-dealer or investment adviser to file
financial reports more frequently than four times a year. Under the Securities and Exchange Act of 1934,
individual states are prohibited from imposing more stringent requirements than those already required by
the SEC, and the SEC requires quarterly reporting. Therefore, a state may not require that a broker-dealer
or investment adviser file monthly reports with it.
NEW QUESTION: 2
SAP HANAのWeb IDEでモデリングする場合、外部スキーマのテーブルへのアクセスを提供するためにどのオブジェクトを構築しますか？
A. エイリアス
B. 同義語
C. 関連付け
D. 仮想テーブル
Answer: B
NEW QUESTION: 3
There are two stocks in an index:
Nothing has changed except now the price of Company A's stock is selling for $4 per share. What is the price-weighted index and what is the value-weighted index?
A. Price-weighted = 7; Value-weighted = 1.50
B. Price-weighted = 8; Value-weighted =2.00
C. Price-weighted = 10; Value-weighted = 1.25
D. Price-weighted = 6; Value-weighted = 0.95
Answer: A
Explanation:
Explanation/Reference:
Explanation:
Price weight = [(4) + (10)] / 2 = 7
NEW QUESTION: 4
A customer displays a lot of data and wants a way to dynamically emphasize certain values on a bar chart in order to properly grab the user's attention.
What can an Einstein Consultant use to accomplish this task?
A. XMD
B. Chart Markers
C. Compare Table
D. Customize tooltip
Answer: A
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SOFQ Exam Info
In case you haven’t done it yet, we strongly advise in reviewing the below. These are important resources related to the SOFQ Exam.
SOFQ Exam Topics
Review the SOFQ especially if you are on a recertification. Make sure you are still on the same page with what ICMA wants from you.
SOFQ Offcial Page
Review the official page for the SOFQ Offcial if you haven’t done it already.
Check what resources you have available for studying.
Schedule the SOFQ Exam
Check when you can schedule the exam. Most people overlook this and assume that they can take the exam anytime but it’s not case.