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NEW QUESTION: 1
In its capacity as a full service broker, A-2-Z Associates is also in the investment advisory industry, charging its clients for investment advice for additional remuneration. One of the firm's clients has been advised to buy some U.S. government treasury inflation-protected securities (TIPS.) A-2-Z is a dealer in these securities in the secondary market.
Which of the following statements is true?
A. A-2-Z can sell the client TIPS from its own portfolio as long as it tells the client that it is taking on the part of the seller in the transaction.
B. A-2-Z can only sell the client TIPS if it informs the client it is acting as the seller in this transaction and receives the client's written consent before the transaction is settled.
C. A-2-Z can sell the client TIPS indirectly by getting a 3rd party-another broker-dealer-to effect the sale.
D. Under no circumstances may A-2-Z sell the client TIPS that A-2-Z holds in its own portfolio. This would be a conflict of interest.
Answer: B
Explanation:
Explanation/Reference:
Explanation: A-2-Z can only sell a client TIPS from its own portfolio if it informs the client that it is acting as the seller in this transaction and receives the client's written consent before the settlement date of the transaction.

NEW QUESTION: 2
A customer wants to replace an existing HDS system connected to an IBM z/OS mainframe with a storage solution to reduce cooling requirements and potential of mechanical failure.
Which storage solution should the technical specialist recommend?
A. IBM DS8886 HPFE
B. IBM FlashSystem 900
C. IBM DS8884 with SAS drives
D. IBM FlashSystem V9000
Answer: C
Explanation:
Explanation/Reference:
IBM invented the z Systems I/O architecture. Systems, SAN and DS8880 are jointly developed.

NEW QUESTION: 3
Sie haben ein Azure-Abonnement, das die Ressourcen in der folgenden Tabelle enthält.

Store1 enthält eine Dateifreigabe mit dem Namen Data. Die Daten enthalten 5.000 Dateien.
Sie müssen die Dateien in Data mit einem lokalen Server namens Server1 synchronisieren.
Welche drei Aktionen sollten Sie ausführen? Jede richtige Antwort ist Teil der Lösung.
HINWEIS: Jede richtige Auswahl ist einen Punkt wert.
A. Installieren Sie den Azure File Sync-Agenten auf Server1.
B. Erstellt eine Containerinstanz.
C. Server1 registrieren.
D. Laden Sie ein Automatisierungsskript herunter.
E. Erstellen Sie eine Synchronisierungsgruppe.
Answer: A,C,E
Explanation:
Explanation
Step 1 (E): Install the Azure File Sync agent on Server1
The Azure File Sync agent is a downloadable package that enables Windows Server to be synced with an Azure file share Step 2 (D): Register Server1.
Register Windows Server with Storage Sync Service
Registering your Windows Server with a Storage Sync Service establishes a trust relationship between your server (or cluster) and the Storage Sync Service.
Step 3 (C): Create a sync group and a cloud endpoint.
A sync group defines the sync topology for a set of files. Endpoints within a sync group are kept in sync with each other. A sync group must contain one cloud endpoint, which represents an Azure file share and one or more server endpoints. A server endpoint represents a path on registered server.
References: https://docs.microsoft.com/en-us/azure/storage/files/storage-sync-files-deployment-guide

NEW QUESTION: 4
Bubba owns a subordinated debenture in a company that is liquidating. When will he get paid?
A. after the shareholders of preferred stock
B. after the bills are paid and the bank is paid, but before the preferred shareholders
C. after the company pays its outstanding bills, but before paying bank loans
D. before the holders of secured debt
Answer: B
Explanation:
after the bills are paid and the bank is paid, but before the preferred shareholders. As a
creditor, Bubba is paid before any of the shareholders. But his position is subordinated to other creditors,
like the bank and accounts payable.