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NEW QUESTION: 1
You have just recommended the Portfolio Strategic Plan and Portfolio to the governance board for approval.
The portfolio board members informed you that they did not find what they were looking for in the strategic plan and that it needs to be reworked. What should have been part of your Strategic Plan?
A. List of components with their detailed information
B. Timelines and Schedules
C. Governance Model
D. Allocation of funds for different types of initiatives
Answer: D
Explanation:
Explanation
One of the contents of the strategic plan is the allocation of funds and resources for different types of initiatives (portfolios, sub-portfolios, and other work) and how these contribute to the organization's objectives. The governance model is part of the Portfolio Management Plan. Portfolio structure including a listing of the various portfolio components is part of the Strategic plan, however the related option includes
"detailed information" which is part of the portfolio (portfolio mix).
NEW QUESTION: 2
パークされたドキュメントの変更中に変更できないフィールドを特定します。正しい答えを選んでください。 (3)
A. 会社コード
B. 勘定設定オブジェクト
C. 通貨
D. 伝票タイプまたは伝票番号
Answer: A,C,D
NEW QUESTION: 3
Jack is an investment adviser representative employed by Giant Investments, a family of mutual funds.
Jack has recently read an article posted on the web that he thinks explains some consequences of some tax law changes that are being considered extremely well, and he e-mails his existing retail customers with a summary of the salient facts of the article. Given these facts:
A. Both A and C are true statements regarding this situation.
B. Jack must submit a copy of the e-mail to a principal of the company, but he did not need to do so prior to sending the e-mail.
C. a copy of the e-mail must be submitted to FINRA within 10 days of Jack's hitting the send button.
D. Jack has violated FINRA rules if he did not first have a principal of Giant approve his e -mail prior to hitting the send button.
Answer: B
Explanation:
Explanation/Reference:
Explanation: When Jack e-mails some of his existing retail clients with a summary of the tax article, he must submit a copy of the e-mail to a principal of the company, but he does not need to do so prior to sending the e-mail. Since this was sent to Jack's existing retail customers, it falls under the category of
"correspondence," which does not need to be approved by a principal beforehand, but is subject to review and supervision requirements.
NEW QUESTION: 4
A customer is using both internal Splunk authentication and LDAP for user management.
If a username exists in both $SPLUNK_HOME/etc/passwd and LDAP, which of the following statements is accurate?
A. Splunk will error as it does not support overlapping usernames
B. The LDAP user account will take precedence.
C. The internal Splunk authentication will take precedence.
D. Authentication will only succeed if the password is the same in both systems.
Answer: C
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