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Series63 Exam Dumps | Real Series63 Questions.

NEW QUESTION: 1

A. Option B
B. Option E
C. Option A
D. Option C
E. Option D
F. Option F
Answer: C,E,F

NEW QUESTION: 2
Which of the following is an example of multifactor authentication?
A. Username and password
B. Fingerprint and retina scan
C. Password and PIN
D. Credit card and PIN
Answer: D

NEW QUESTION: 3
Don is a state-registered agent with GetErDone Broker-Dealers. He has three other friends who are
licensed agents-Huey, Dewey, and Louie. Huey is also an agent with GetErDone Broker-Dealers. Dewey
is an agent with a different firm in the same city, CanDo Broker-Dealers. Louie works for a Broker-Dealer
with an office just across the state line. Don can enter a commission-splitting agreement with
A. Either Huey, Dewey, or Louie or any combination of the three
B. Dewey only.
C. either Huey or Dewey or both
D. Huey only.
Answer: D
Explanation:
Don can enter a commission-splitting agreement with Huey only since he is the only one who
is also working for GetErDone Broker-Dealers. It is considered unethical to split "commissions, profits or
other compensation. . .with any person not also registered as an agent for the same broker-dealer," under
NASAA Model Rules.

NEW QUESTION: 4
The need to manage data movement efficiently is a primary driver for Data Integration and Interoperability.
A. TRUE
B. FALSE
Answer: A