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NEW QUESTION: 1
Under the Uniform Securities Act (USA), which of the following statements would be disallowed?
A. A sales representative of GetErDone Broker-Dealers guarantees that a client can expect an average
annual rate of return of 2% on a mutual fund investment the sales representative is selling, pointing to the
fact that the fund has returned an average annual rate of return of 6% over the past ten years.
B. Neither the statements in Selections B or C would be allowed under the guidelines of the Uniform
Securities Act.
C. An insurance company guarantees a fixed payment of $300 a month for life on an annuity it is selling.
D. The government of the U.S. guarantees a 3% interest rate, to be paid semiannually, on a new 5-year
Treasury note.
Answer: A
Explanation:
A sales representative (aka an agent) of a broker-dealer may not make any guarantees.
Only three entities are allowed to make guarantees under the Act: Parent companies, which may
guarantee the securities of one of its subsidiaries, the U.S. government, and insurance companies.

NEW QUESTION: 2
Which role-based permission allows access to Knowledge transfer plans?
A. ONB2ScheduledMessageActivity
B. ONB2KnowledgeTransferPlanActivity
C. ONB2ProcessTrigger
D. ONB2KnowledgeTransferTaskActivity
Answer: D

NEW QUESTION: 3
A security manager looked at various logs while investigating a recent security breach in the data center from an external source. Each log below was collected from various security devices compiled from a report through the company's security information and event management server.
Logs:
Log 1:
Feb 5 23:55:37.743: %SEC-6-IPACCESSLOGS: list 10 denied 10.2.5.81 3 packets Log 2:
HTTP://www.company.com/index.php?user=aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa Log 3:
Security Error Alert
Event ID 50: The RDP protocol component X.224 detected an error in the protocol stream and has disconnected the client Log 4:
Encoder oe = new OracleEncoder ();
String query = "Select user_id FROM user_data WHERE user_name = ' "
+ oe.encode ( req.getParameter("userID") ) + " ' and user_password = ' "
+ oe.encode ( req.getParameter("pwd") ) +" ' ";
Vulnerabilities
Buffer overflow
SQL injection
ACL
XSS
Which of the following logs and vulnerabilities would MOST likely be related to the security breach? (Select TWO).
A. Log 1
B. Log 2
C. XSS
D. Log 3
E. Buffer overflow
F. ACL
G. SQL injection
H. Log 4
Answer: B,E
Explanation:
Explanation
Log 2 indicates that the security breach originated from an external source. And the vulnerability that can be associated with this security breach is a buffer overflow that happened when the amount of data written into the buffer exceeded the limit of that particular buffer.