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NEW QUESTION: 1
Kevin has a pair of season tickets to the Boston Red Sox games. He and his wife can't attend all the
games themselves, so Kevin has created "packages" of eight games each that he is listing for sale on
Craig's List. Do these "packages" meet the definition of securities, and, if so, does Kevin need to register
them with the state before offering them for sale?
A. Only if Kevin will be selling the packages at or below cost are the packages not considered to be
securities, in which case Kevin will not have to register them with the state.
B. Statements A and B are both true statements.
C. The packages are not considered to be securities since each package is merely a purchase and sale
agreement between Kevin and another person. There is no third party involved. Because they do not
meet the definition of securities, Kevin does not need to register them with the state.
D. If Kevin will be profiting from the sale of the packages, the packages are defined to be securities, but
since he's selling the packages to only a few people, he will not have to register them with the state.
(Kevin may, however, be guilty of violating ticket scalping laws.)
Answer: C
Explanation:
The packages are not considered to be securities since each package is simply a purchase
and sale agreement between Kevin and another person, with no third party involvement; and since they
are not securities, Kevin need not register them with the state. A buyer of one of the packages is not
expecting to earn a profit on this investment "solely through the efforts of others," which is one of the
defining characteristics of a security, as ruled by the U.S. Supreme Court in 1946.
NEW QUESTION: 2
ある会社が、アジアと南アメリカの視聴者をターゲットにした新しいバージョンのWebサイトをリリースしました。ウェブサイトのメディア資産はAmazon S3でホストされており、エンドユーザーのパフォーマンスを向上させるためにAmazon CloudFrontディストリビューションを持っています。ただし、認証サービスはus-east-1 AWSリージョンでのみ利用可能です。
Solutions Architectは、管理のオーバーヘッドを最小限に抑えながら、ログインエクスペリエンスを向上させ、高いセキュリティとパフォーマンスを維持する方法を教えてください。
A. Amazon Route 53加重ルーティングポリシーを使用してトラフィックをCloudFrontディストリビューションにルーティングします。
ユーザーのログインエクスペリエンスを向上させるには、CloudFrontのキャッシュされたHTTPメソッドを使用してください。
B. CloudFrontビューアリクエストトリガーにアタッチされたAmazon Lambda @ Edgeを使用して、セッションの有効期限付きで安全なCookieトークンを維持し、複数の地域でのユーザーエクスペリエンスを向上させてユーザーを認証および承認します。
C. 各地域の設定を複製し、ネットワークロードバランサを使用してトラフィックをユーザーに最も近い地域で実行されている認証サービスにルーティングします。
D. 新しい地域ごとに設定を複製し、Amazon Route 53の地理ベースのルーティングを使用してトラフィックをユーザーに最も近いAWSリージョンにルーティングします。
Answer: A
NEW QUESTION: 3
A U.S. bank is actively trying to establish its operations in an emerging market country, but is not experiencing much success due to differences in the business culture. To gain some market share, an executive of the bank decides to give the son of a local dignitary a highly paid position in the organization. Furthermore, the dignitary is a person of interest on various terror watch lists. Sanctions can be placed on the bank because the executive did NOT establish compliance with which of the following?
A. Office of Foreign Assets Control
B. Anti-Money Laundering
C. Bank Secrecy Act
D. Foreign Corrupt Practices Act
Answer: D
CAMS-FCI FAQ
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CAMS-FCI Exam Info
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CAMS-FCI Exam Topics
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CAMS-FCI Offcial Page
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