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NEW QUESTION: 1
Which of the following statements regarding the registration of broker-dealers and investment advisers is
true?
A. Investment advisers are required to register with both the state and the SEC, while broker-dealers may
be registered with only one or the other.
B. Both investment advisers and broker-dealers must be registered with the SEC and with the states in
which they have offices.
C. Investment advisers are required either to be registered with a state or with the SEC, while
broker-dealers must be registered both with the SEC and the state.
D. Investment advisers must always be registered with the SEC to conduct business; broker-dealers may
be registered with either an individual state or the SEC or both.
Answer: C
Explanation:
The true statement is C: Investment advisers are required either to be registered with a state
or with the SEC, but broker-dealers must be registered with both the SEC and the state. Investment
advisers who are federal covered do not need to be registered with the state as well, but they do have to
execute a notice filing with the Administrator of any state in which they have an office.

NEW QUESTION: 2

A. Option D
B. Option B
C. Option A
D. Option C
Answer: D

NEW QUESTION: 3
Which statement about NX-API REST is true?
A. Configuration and state information is stored in the MIT.
B. Fault objects may be queried, but event objects cannot be queried.
C. NX-API REST requires a commercial license to enable.
D. Partial commits are supported.
Answer: A
Explanation:
:
NX-API REST provides access to objects stored in the MIT. Managed objects (MOs) are associated with a well-defined REST URI, and can be queried or configured from NX-API REST using their URI.
Reference:
https://opennxos.cisco.com/static/nexus/getting_started/programmability/chapters/cisco_nx-api_rest_interface1898.xhtml

NEW QUESTION: 4
Match the rpm options with their functions:
A. 1-a, 2-c, 3-b, 4-d
B. 1-d, 2-a, 3-b, 4-c
C. 1-a, 2-b, 3-c, 4-d
D. 1-d, 2-b, 3-a, 4-c
Answer: B
Explanation:
Explanation/Reference:
Explanation:
F
|Freshen
This will upgrade packages, but only ones for which an earlier : Which means
3 should be b
i
Installs new package
U
upgrades or installs the package : Which means 2 should be a
e
removes