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NEW QUESTION: 1
Upon receiving a complaint about one of its member firms, FINRA may:
I. require any person associated with the member firm to provide information to FINRA and to testify under oath.
II. inspect and copy the books, records and accounts of the member firm.
III. share information obtained from its investigation of a member firm with a foreign regulatory agency.
A. II only
B. I, II, and III
C. II and III only
D. I and II only
Answer: B
Explanation:
Explanation/Reference:
Explanation: Upon receiving a complaint about one of its member firms, FINRA may require any person associated with the member firm to provide information and to testify under oath; it may inspect and copy the books, records, and accounts of the member firm; and it may share information obtained from its investigation of a member firm with a foreign regulatory agency. The foreign regulator must agree to treat the information confidentiality, and the agreement with the foreign regulator is predicated on two requirements: "(A) the other regulator party to the agreement must have jurisdiction over common regulatory matters; and (B) the agreement must require the other regulator to reciprocate and share with FINRA information of regulatory interest or concern to FINRA."

NEW QUESTION: 2
What technique used by Encase makes it virtually impossible to tamper with evidence once it has been acquired?
A. Every byte of the file(s) is encrypted using three different methods
B. Every byte of the file(s) is copied to three different hard drives
C. Every byte of the file(s) is given an MD5 hash to match against a master file
D. Every byte of the file(s) is verified using 32-bit CRC
Answer: D

NEW QUESTION: 3
Which of the following statement is TRUE regarding Sales Order Integration?
Please choose the correct answer. Response:
A. You cannot directly transfer sales orders from ERP to SAPC4C
B. Simulate pricing for products from C4C and transfer to ERP
C. Create new sates orders, maintain header data, add products, and modify list of involved parties
D. You can launch SAP ERP Customer Cockpit from C4C account to edit transactions in ECLIPSE
Answer: C